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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-03-21
  • OH RA
    APPROVED
    Since 2024-03-21

Branch Locations

5171 Wallings Rd Ste 130, North Royalton, OH 44133 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City Of Highland Hts. Highland Hts. OH 01/1996 Present
Cetera Advisors Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 01/1996 → Present
    City Of Highland Hts.
    Highland Hts., OH
  • 01/2013 → Present
    Cetera Advisors Llc
    El Segundo, CA
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2005-01-14 → 2007-07-18
    Legacy Advisory Services, Inc.
    North Royalton, OH
  • 2001-01-23 → 2005-01-10
    Osaic Fa, Inc.
    Solon, OH
Other Businesses

(1) INSURANCE BROKERAGE WITH VARIOUS CARRIERS, MARKETING AND SELLING FIXED INSURANCE AND PRODUCTS SUCH AS LTC AND UL POLICIES, REPRESENTS 5% OF TIME. (2) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: 2925 EUCLID AVE, CLEVELAND, OH, 44115, NATURE OF BUSINESS: ELECTIONS, START DATE: 11/2023, POSITION/TITLE/RELATIONSHIP: POLL WORKER LESS THAN ONE HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HELP STAFF POLLS, TRANSPORT BALLOTS, AND MATERIALS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-06-30
  • S66 Uniform Combined State Law Examination
    1999-06-30
Other Names
  • Robert J Mastrangelo

View on SEC IAPD

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