William Christopher Schadty

Harbor Investment Advisory, LLC

Lutherville, MD

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Current Employers

Harbor Investment Advisory, Llc

2330 W. Joppa Road Suite 160, Lutherville, MD 21093 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2020-02-05

MD RA
APPROVED

Since 2020-02-05

Branch Locations

2330 W. Joppa Road Suite 160, Lutherville, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Towson	MD	06/2009	02/2020
Harbor Investment Advisory, Llc	Lutherville	MD	02/2020	Present

06/2009 → 02/2020

Morgan Stanley Smith Barney

Towson, MD
02/2020 → Present

Harbor Investment Advisory, Llc

Lutherville, MD

Previous Registrations

2009-06-01 → 2020-02-07

Morgan Stanley

Towson, MD

Hunt Valley, MD

Baltimore, MD

Hunt Valley, MD

Lutherville, MD

Baltimore, MD

Hunt Valley, MD
2006-02-21 → 2009-06-01

Citigroup Global Markets Inc.

Towson, MD

Bel Air, MD

New York, NY

Bel Air, MD
2000-12-01 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Belair, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-16
S63	Uniform Securities Agent State Law Examination	1999-04-23

S65 Uniform Investment Adviser Law Examination

1999-12-16
S63 Uniform Securities Agent State Law Examination

1999-04-23

View on SEC IAPD

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