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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-09
TX RA APPROVED_RES 2006-10-04
  • MN RA
    APPROVED
    Since 2013-12-09
  • TX RA
    APPROVED_RES
    Since 2006-10-04

Branch Locations

131 Babcock Blvd W Ste 2, Delano, MN 55328-4583 • United States

Delano, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Delano MN 09/2005 03/2020
Ameriprise Financial Services, Llc Delano MN 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 1220 Northwood Drive, , Delano, MN, 55328; Investment-Related; 12/01/2012 / Single Family; 312 3rd streetdelano, mn 55328, ,; Investment-Related; 03/01/2015 / Single Family; 1605 3rd Street S, , Moorhead, MN, 56560; Not Investment-Related; 08/15/2023. Business Ownership; KDM LLC; ; Setting up an llc for rentals possibly. Currently We own individually but am considering owning thru the llc.; 4950 Farmington Ave seDelano, ,; Not Investment-Related; 05/31/2017; 1 to 9 hours per month; 0 during trading hours / MDFF LLC; Co-owner; Set up Entity Structure with SRG and completed IRC with Ameriprise.; 8646 Eagle Creek Cir. #108, , Savage, MN, 55378; Investment-Related; 11/03/2023; 60 hours per month; 60 during trading hours. Outside Employment; MDFF LLC; Partner- Established for expense management purposes, shared operational infrastructure, and continuity planning among team members.; Manage advisory business; 8646 Eagle Creek Cir. #108, , Savage, MN, 55378; Investment-Related; 11/01/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-04-01
  • S63 Uniform Securities Agent State Law Examination
    1997-04-01
Other Names
  • Mike Dorsey
  • Michael D Dorsey

View on SEC IAPD

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