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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • MN RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

127 Bridge Ave E Suite 229, Delano, MN 55328 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Hutchinson MN 02/2014 11/2017
Lpl Financial Llc Hutchinson MN 11/2017 06/2022
Cetera Wealth Services, Llc El Segundo CA 06/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 02/2014 → 11/2017
    Investment Centers Of America, Inc.
    Hutchinson, MN
  • 11/2017 → 06/2022
    Hutchinson, MN
  • 06/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2017-11-29 → 2022-06-17
    Hutchinson, MN
    Delano, MN
  • 2015-04-07 → 2017-12-06
    Investment Centers Of America, Inc.
    Hutchinson, MN
    Appleton, WI
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/2014; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: PROFUSION CAPITAL SOLUTIONS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA CREATED FOR TAX PURPOSES; START DATE: 01/2016; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: CREATED THIS COMPANY FOR THE PURPOSE OF JOURNALING MY COMMISSIONS AND ADVISORY FEES TO MY BUSINESS FOR TAX PURPOSES; 3. NAME OF OTHER BUSINESS: HARVEST FINANCIAL SERVICES INC. INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 07/2022; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: PROVIDE ADVISORY AND BROKERAGE SERVICES TO CLIENTS WHEN NEEDED;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-06
S63 Uniform Securities Agent State Law Examination 2014-08-05
  • S66 Uniform Combined State Law Examination
    2015-04-06
  • S63 Uniform Securities Agent State Law Examination
    2014-08-05
Other Names
  • Kevin Kuhl

View on SEC IAPD

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