Roy Edward Bennett

Current Employers

Employment History

• 12/2006 → 06/2020
  Wbb Securities, Llc
  Redlands, CA
• 06/2020 → 06/2025
  Western International Securities, Inc.
  Pasadena, CA
• 08/2005 → 06/2025
  Smart Investments Advisory Incorporated
  Redlands, CA
• 06/2025 → Present
  Lpl Financial Llc
  Redlands, CA

Previous Registrations

• 2020-06-03 → 2025-05-27
  Western International Securities, Inc.
  Redlands, CA
  Pasadena, CA
  Redlands, CA
• 2006-12-05 → 2008-08-12
  Wbb Securities, Llc
  Redlands, CA
• 2005-08-18 → 2006-12-07
  Smart Investments Advisory Incorporated
  Los Angeles, CA
  Redlands, CA
  Redlands, CA
• 1998-08-24 → 2005-08-29
  Morgan Stanley Dw Inc.
  Ontario, CA

Other Businesses

1- 06/2025 - Morgan Stanley/DW - Non-Variable Insurance - Not Investment Related - At Reported Business Location(s) - Start Date 06/03/1997 - 10 hours per month/ 6 hours during trading 2- 01/14/2026 - Smart Investments Advisory Inc. - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 06/15/2006 - 10 hours per month/ during trading - I provide investment advisory services through Smart Investments Advisory Inc., an independent investment advisor firm. I started this business activity in 06/2006. I expect to spend approximately 10 hours per month on this activity. Please see the Form ADV for the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-04-25
• S63 Uniform Securities Agent State Law Examination
  1997-03-21