Best Investors
Account
Sign in
Best Investors
Account
Sign in
Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-10-19 |
| TX | RA | APPROVED_RES | 2022-10-17 |
Branch Locations
12 Coogan Boulevard Suite 201, Mystic, CT 06355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mystic | CT | 08/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mystic | CT | 11/2016 | 10/2022 |
| Morgan Stanley Smith Barney Llc | Mystic | CT | 10/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2022 | Present |
*538838 - Rental Property; Investment related Yes; Mystic, Connecticut; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2021 ; During business hours: 1; After business hours: 4; Property Management. *531302 - Eastern Ct Symphony; Investment related No; New London, Connecticut; Art/Culture; Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 09/2020 ; During business hours: 1; After business hours: 0. *553775 - Dean College ; Investment related - No ; Franklin, Massachusetts ; Education ; Advisory Board(proprietor, partner, officer, director, employee, trustee, agent) ; 10/2012 ; During business hours : 0.3 ; After business hours : 0 ; We Meet 4 times a year to hear about the progress of the school and update on programs i make no investment recommendations
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-24 |
Reach out to this advisor