John Paul Morales

Current Employers

Employment History

• 08/2010 → 11/2016
  Wells Fargo Advisors Llc
  Mystic, CT
• 11/2016 → 10/2022
  Wells Fargo Clearing Services, Llc
  Mystic, CT
• 10/2022 → Present
  Morgan Stanley Smith Barney Llc
  Mystic, CT
• 12/2022 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2010-08-20 → 2022-10-18
  Wells Fargo Clearing Services, Llc
  Mystic, CT
• 2009-06-01 → 2010-09-08
  Morgan Stanley
  Mystic, CT
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Mystic, CT
• 1998-03-18 → 2007-04-02
  Morgan Stanley Dw Inc.
  Mystic, CT
  Mystic, CT

Other Businesses

*538838 - Rental Property; Investment related Yes; Mystic, Connecticut; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2021 ; During business hours: 1; After business hours: 4; Property Management. *531302 - Eastern Ct Symphony; Investment related No; New London, Connecticut; Art/Culture; Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 09/2020 ; During business hours: 1; After business hours: 0. *553775 - Dean College ; Investment related - No ; Franklin, Massachusetts ; Education ; Advisory Board(proprietor, partner, officer, director, employee, trustee, agent) ; 10/2012 ; During business hours : 0.3 ; After business hours : 0 ; We Meet 4 times a year to hear about the progress of the school and update on programs i make no investment recommendations

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-07-30
• S63 Uniform Securities Agent State Law Examination
  1997-07-24

Other Names

• Jp Morales
• Johnpaul Morales
• John Paul Morales
• John Paul Morales
• John Morales
• John Paul Paul Morales