Steven Scott Leland

Employer firm

Ashton Thomas Private Wealth CRD 153902

$6.01B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• VARIABLE PRODUCT MODEL DESIGN AND MAINTENANCE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2000 → 04/2018
  Tiaa-Cref Individual & Institutional Services, Llc
  Austin, TX
• 09/2000 → 04/2017
  Tiaa
  Austin, TX
• 06/2018 → 07/2019
  Northwestern Mutual Investment Services Llc
  Scottsdale, AZ
• 05/2018 → 07/2019
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 07/2024 → Present
  Ashton Thomas Private Wealth, Llc
  Scottsdale, AZ
• 07/2019 → 07/2020
  Brightside
  Chandler, AZ
• 07/2020 → 04/2024
  Us Bank
  Tempe, AZ
• 06/2017 → 07/2019
  Learnvest
  Scottsdale, AZ

Previous Registrations

• 2018-06-14 → 2019-07-01
  Northwestern Mutual Investment Services, Llc
  Scottsdale, AZ
  Milwaukee, WI
• 2017-08-09 → 2018-06-07
  Learnvest Planning Services, Llc
  Scottsdale, AZ
• 2008-02-05 → 2017-04-14
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CO
  Austin, TX
  Denver, CO

Other Businesses

1) Texas Rental Property; Yes, this business is investment related; 10632 Desert Willow Loop, Austin, TX 78748; Rental Property; Owner/Investor; 6/30/2017; Approximately 1 hour. 2) Colorado Rental Property; Yes, this business is investment related; 1060 Opal Street, Unit 204, Broomfield, CO 80020; Rental Property; Owner/Investor; 12/01/2021; Approximately 1 hour.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-02-04
• S63 Uniform Securities Agent State Law Examination
  1997-04-17

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Steve Scott Leland
• Steven S Leland