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8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-08-13 |
Branch Locations
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Austin | TX | 09/2000 | 04/2018 |
| Tiaa | Austin | TX | 09/2000 | 04/2017 |
| Northwestern Mutual Investment Services Llc | Scottsdale | AZ | 06/2018 | 07/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2018 | 07/2019 |
| Ashton Thomas Private Wealth, Llc | Scottsdale | AZ | 07/2024 | Present |
| Brightside | Chandler | AZ | 07/2019 | 07/2020 |
| Us Bank | Tempe | AZ | 07/2020 | 04/2024 |
| Learnvest | Scottsdale | AZ | 06/2017 | 07/2019 |
1) Texas Rental Property; Yes, this business is investment related; 10632 Desert Willow Loop, Austin, TX 78748; Rental Property; Owner/Investor; 6/30/2017; Approximately 1 hour. 2) Colorado Rental Property; Yes, this business is investment related; 1060 Opal Street, Unit 204, Broomfield, CO 80020; Rental Property; Owner/Investor; 12/01/2021; Approximately 1 hour.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-17 |
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