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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-14 |
| FL | RA | APPROVED | 2021-10-19 |
Branch Locations
396 Alhambra Cir, Ste 701, Coral Gables, FL 33134 • United States
Miami, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Miami | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Miami | FL | 11/2016 | 10/2021 |
| Raymond James Associates | Miami | FL | 10/2021 | Present |
(1)Name of Business: Azul Blue Holdings LLC Address: 1750 SW 13th Ave, Miami, FL, 33145, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 10/30/2007 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: social media marketing (2)Name of Business: Casa Guadalupe Rodriguez Carranza Co SAS Address: Harmony Hall Hill 7-28, San Andres Island, n/a, n/a, Colombia Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/14/2021 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: management of real estate properties (3)Name of Business: Dante Holdings Inc Address: 1750 SW 13th Ave, miami, FL, 33145, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 10/09/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: social media marketing (4)Name of Business: Esparza Address: 1750 sw 13th ave, miami, FL, 33145, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 05/06/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: trustee for a friend's trust whose final and sole beneficiary is her daughter
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-17 |
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