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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2005-09-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 09/2005 | Present |
| Bank Of America, N.A. | Austin | TX | 04/2010 | Present |
I*25570 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: COUNTRY MILE RECORDS INVESTMENT RELATED: N ADDRESS OF BUSINESS: AUSTIN, TEXAS 78759 NATURE OF BUSINESS: OTHER,LLC POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/5/2005 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PRESIDENT - NOT INVESTMENT RELATED I AM ONLY EMPLOYEE. I PRODUCE AND MANUFACTURE MUSIC FOR LOCAL ARTIST
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-26 |
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