Naomi Faye Abrams

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2004 → 07/2017
  Rbc Capital Markets Corporation
  St. Petersburg, FL
• 08/2017 → Present
  Raymond James & Associates, Inc.
  St. Petersburg, FL

Previous Registrations

• 2010-03-08 → 2017-08-08
  Rbc Capital Markets, Llc
  St. Petersburg, FL
  St. Petersburg, FL

Other Businesses

Name of Business : POA/Personal Representative Address: Petersburg, FL Nature of the Business: POA/Personal Representative Position/Title: POA/Personal Representative Investment Related: Yes Start Date: 06/02/2019 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: POA for my mother. Name of Business : Mulligans Plaza, LLC Address: 5188 99th Way N, St. Petersburg, FL, United States Nature of the Business: Other (unpaid) Position/Title: Other (unpaid) Investment Related: Yes Start Date: 06/02/2019 Hours per month devoted to this business: 2 - 10 Hours per month devoted to this business during trading hours: 0 -1 Description of duties: This is a business owned/operated by my parents. The LLC is held under the Trust to which I am Successor Trustee. Occasionally I assist with administrative tasks with no compensation

Exams

• S66 Uniform Combined State Law Examination
  2010-03-01

Other Names

• Naomi Faye Simpson