Mark Kenneth Oliver

Current Employers

Oliver Capital Management

601 Union Street Suite 3010, Seattle, WA 98101-4036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2006-11-01
WA	RA	APPROVED	2003-07-25

TX RA
APPROVED_RES

Since 2006-11-01
WA RA
APPROVED

Since 2003-07-25

Branch Locations

601 Union Street Suite 3010, Seattle, WA 98101-4036 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Oliver Capital Management, Inc.	Seattle	WA	07/2003	Present

07/2003 → Present

Oliver Capital Management, Inc.

Seattle, WA

Previous Registrations

2003-07-01 → 2003-08-01

Wells Fargo Clearing Services, Llc

Bellevue, WA
2001-01-02 → 2003-07-01

Prudential Equity Group, Llc

Bellevue, WA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-04-21
S63	Uniform Securities Agent State Law Examination	1997-04-14

S65 Uniform Investment Adviser Law Examination

1997-04-21
S63 Uniform Securities Agent State Law Examination

1997-04-14

View on SEC IAPD

Current Employers

Oliver Capital Management

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews