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Oliver Capital Management CRD 127606
$506M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
601 Union Street Suite 3010, Seattle, WA 98101-4036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-11-01 |
| WA | RA | APPROVED | 2003-07-25 |
Branch Locations
601 Union Street Suite 3010, Seattle, WA 98101-4036 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oliver Capital Management, Inc. | Seattle | WA | 07/2003 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-14 |
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