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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2023-12-19 |
| MS | RA | APPROVED | 2023-12-15 |
| NV | RA | APPROVED | 2023-12-15 |
| AL | RA | APPROVED | 2023-12-14 |
| AR | RA | APPROVED | 2023-12-14 |
| OK | RA | APPROVED | 2023-12-14 |
| VA | RA | APPROVED | 2023-12-14 |
| NE | RA | APPROVED | 2023-12-13 |
| WA | RA | APPROVED | 2023-12-13 |
| RI | RA | APPROVED | 2022-08-30 |
| MN | RA | APPROVED | 2017-05-30 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
Woodbury, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Minneapolis | MN | 09/2012 | 12/2016 |
| Thrivent Financial | Appleton | WI | 08/2012 | 03/2017 |
| Thrivent Distributors, Llc | Minneapolis | MN | 11/2015 | 03/2017 |
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 03/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
Name of Activity: DONNEYBROOK FARM ASSOCIATION; Date Activity Started/Modified/Ended: 10/1/2019; Type of Activity: Non-Profit; Role/Relationship: Board Of Directors; Responsibilities: TAKES NOTES AND DISTRIBUTE THE NOTES TO MEMBERS AT 2 MEETING IN A YEAR AND SEND MEETING REMINDERS.; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-05 |
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