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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-04-03 |
| NV | RA | APPROVED | 2012-01-06 |
Branch Locations
10775 Double R Blvd. Ste#123, Reno, NV 89521 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Washoe County School District | Reno | NV | 11/2009 | Present |
| Nevada Insurance Agency Co | Reno | NV | 03/2010 | Present |
| John Alden - Assurant Health Insurance | Milwaukee | WI | 06/2004 | Present |
| Transamerica Financial Advisors, Inc | Reno | NV | 01/2012 | Present |
| College Funding Solutions | Salem | OR | 01/2018 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc College Funding Solutions/0118-Present /Investment Related: No/4676 Commercial St. SE Suite #460 Salem, OR 97302 / Certified College Advisor/ College planning and education on how to apply for college and access potential scholarships/Hrs Worked Monthly: 6 / Sec Trading Hrs: 1/ College planning and education on how to apply for colleges, access potential scholarships etc. John Alden - Assurant Health Insurance/0604-Present/Investment Related: No/ 501 W. Michigan St Milwaukee, WI 53201/ health insurance agent/The occasional sell of health insurance/ Worked Monthly: 0/ Sec Trading Hrs: 0/The occasional sell of health insurance Washoe County School District / 1209-Present/ Investment Related: No/Reno, NV/Volunteer Basketball Coach/ McQueen High School Basketball Program/ Hrs Work Monthly: less than 85% / Sec Trading Hrs: 0 / I'm a volunteer Nevada Insurance Agency CO / 1109-Present/ Investment Related: No/3724 Lakeside Dr. #100 Reno, NV 89509/ Agent/Property, Liability, Health Insurance Products/ Hrs Work Monthly: / Sec Trading Hrs: / Sell and present property and liability insurance products to customers. Mostly commercial Insurance clients 95%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-28 |
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