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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-03
NV RA APPROVED 2012-01-06
  • TX RA
    APPROVED_RES
    Since 2019-04-03
  • NV RA
    APPROVED
    Since 2012-01-06

Branch Locations

10775 Double R Blvd. Ste#123, Reno, NV 89521 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Washoe County School District Reno NV 11/2009 Present
Nevada Insurance Agency Co Reno NV 03/2010 Present
John Alden - Assurant Health Insurance Milwaukee WI 06/2004 Present
Transamerica Financial Advisors, Inc Reno NV 01/2012 Present
College Funding Solutions Salem OR 01/2018 Present
  • 11/2009 → Present
    Washoe County School District
    Reno, NV
  • 03/2010 → Present
    Nevada Insurance Agency Co
    Reno, NV
  • 06/2004 → Present
    John Alden - Assurant Health Insurance
    Milwaukee, WI
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Reno, NV
  • 01/2018 → Present
    College Funding Solutions
    Salem, OR
Previous Registrations
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc College Funding Solutions/0118-Present /Investment Related: No/4676 Commercial St. SE Suite #460 Salem, OR 97302 / Certified College Advisor/ College planning and education on how to apply for college and access potential scholarships/Hrs Worked Monthly: 6 / Sec Trading Hrs: 1/ College planning and education on how to apply for colleges, access potential scholarships etc. John Alden - Assurant Health Insurance/0604-Present/Investment Related: No/ 501 W. Michigan St Milwaukee, WI 53201/ health insurance agent/The occasional sell of health insurance/ Worked Monthly: 0/ Sec Trading Hrs: 0/The occasional sell of health insurance Washoe County School District / 1209-Present/ Investment Related: No/Reno, NV/Volunteer Basketball Coach/ McQueen High School Basketball Program/ Hrs Work Monthly: less than 85% / Sec Trading Hrs: 0 / I'm a volunteer Nevada Insurance Agency CO / 1109-Present/ Investment Related: No/3724 Lakeside Dr. #100 Reno, NV 89509/ Agent/Property, Liability, Health Insurance Products/ Hrs Work Monthly: / Sec Trading Hrs: / Sell and present property and liability insurance products to customers. Mostly commercial Insurance clients 95%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-23
S63 Uniform Securities Agent State Law Examination 1997-04-28
  • S65 Uniform Investment Adviser Law Examination
    2006-03-23
  • S63 Uniform Securities Agent State Law Examination
    1997-04-28

View on SEC IAPD

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