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Thomas Collins Riley

Alpha Capital Family Office, LLC

Greenwood Village, CO

CRD 2856366

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Employer firm

Alpha Capital Family Office, LLC CRD 307521

$296M regulatory AUM 10 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Alpha Capital Family Office, Llc

5750 S. Ulster Circle East Suite 300, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-04-22
TX RA APPROVED 2024-04-22
  • CO RA
    APPROVED
    Since 2024-04-22
  • TX RA
    APPROVED
    Since 2024-04-22

Branch Locations

5750 S. Ulster Circle East Suite 300, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nothern Trust Denver CO 09/2012 03/2024
Alpha Capital Family Office, Llc Greenwood Village CO 04/2024 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-09-05
  • S63 Uniform Securities Agent State Law Examination
    1997-09-05
Designations
  • Chartered Financial Analyst
Other Names
  • Tom Riley

View on SEC IAPD

Nearby Firms

DODDS WEALTH, LLC
MARSHALL INVESTMENT MANAGEMENT, LLC
AXS CAPITAL, LLC

Nearby Investors

BRENNAN PAUL PATE
JOHN MICHAEL DODDS
Natalie Ford

Nearby Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO

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