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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| TX | RA | APPROVED_RES | 2021-04-05 |
| CT | RA | APPROVED | 2019-02-11 |
| NJ | RA | APPROVED | 2017-09-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Knight Execution & Clearing Services Llc | Jersey City | NJ | 07/2012 | 11/2016 |
| J.P. Morgan Securities Llc | Katonah | NY | 08/2017 | Present |
| Ecmc Enterprises | New Rochelle | NY | 05/2015 | Present |
| Jpmorgan Chase Bank, N.A. | Katonah | NY | 08/2017 | Present |
I have an S corporation; ECMC Enterprises that I use for art investments. The corporation was started in May 2015. I spend an hour a month on it and zero time during trading hours. 9 Maywood rd new Rochelle, NY 10804, start date 5/1/2015/ provide investment capital for art purchases/ president/ investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-29 |
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