Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2022-09-06
  • MD RA
    APPROVED
    Since 2022-09-06

Branch Locations

300 Red Brook Blvd Ste 320, Owings Mills, MD 21117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bowman & Company, Cpa, Pc Columbia MD 11/1987 08/2022
Avantax Investment Services, Inc. Columbia MD 09/2012 08/2022
Avantax Advisory Services Columbia MD 10/2012 09/2022
Ameriprise Financial Services Columbia MD 09/2022 04/2023
Ameriprise Financial Services, Llc Owings Mills MD 04/2023 Present
  • 11/1987 → 08/2022
    Bowman & Company, Cpa, Pc
    Columbia, MD
  • 09/2012 → 08/2022
    Avantax Investment Services, Inc.
    Columbia, MD
  • 10/2012 → 09/2022
    Avantax Advisory Services
    Columbia, MD
  • 09/2022 → 04/2023
    Ameriprise Financial Services
    Columbia, MD
  • 04/2023 → Present
    Owings Mills, MD
Previous Registrations
  • 2012-10-22 → 2022-09-12
    Avantax Advisory Services
    Columbia, MD
  • 2010-01-04 → 2012-11-08
    Kestra Investment Services, Llc
    Columbia, MD
    Austin, TX
    Columbia, MD
  • 1999-02-17 → 2009-12-31
    Medallion Advisory Services, Llc
    Columbia, MD
Other Businesses

Real Estate Ownership; Commercial; 1353 Great Neck Rd, , Virginia Beach, VA, 23454; Investment-Related; 03/01/2006 / Commercial; 7061 Deepage DR Ste 101, , Columbia, MD, 21045; Investment-Related; 05/01/2021 / Multi-Family; 621 N High St, , Martinsburg, WV, 25405; Investment-Related; 07/01/1995. Board of Directors; Small Business Awards Week, Inc; Treasurer; 100 South Charles St, , Baltimore, MD, 21201; Investment-Related; 01/01/2003; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Bowman & Company, CPA, PC; President - CPA business was sold and entity was merely retained to collect Notes Receivable; ; 7061 Deepage DR, , Columbia, MD, 21045; Not Investment-Related; 05/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-12-21
S65 Uniform Investment Adviser Law Examination 1998-10-06
  • S63 Uniform Securities Agent State Law Examination
    1998-12-21
  • S65 Uniform Investment Adviser Law Examination
    1998-10-06
Other Names
  • Tom Bowman

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Owings Mills, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor