Best Investors Account Sign in

Larry Blackburn Phillips

Commonwealth Financial Network

Simi Valley, CA

Claim This Profile
Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-07-10
  • CA RA
    APPROVED
    Since 2019-07-10

Branch Locations

990 Enchanted Way Suite 107, Simi Valley, CA 93065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 07/2009 Present
Muskat Financial Simi Valley CA 07/2009 Present
Other Businesses

1. FIXED INSURANCE SALES, AT BRANCH LOCATION, INVESTMENT RELATED 2. NOTARY PUBLIC; NON-INVESTMENT RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-08
S63 Uniform Securities Agent State Law Examination 1997-05-07
  • S66 Uniform Combined State Law Examination
    2019-07-08
  • S63 Uniform Securities Agent State Law Examination
    1997-05-07
Other Names
  • Jr Larry Blackburn Phillips

View on SEC IAPD

Other Firms

HBW ADVISORY SERVICES LLC
TORTUGA ADVISERS LLC
BRIDGE THE GAP RETIREMENT PLANNERS
THE INDEPENDENT FINANCIAL GROUP
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
AMERIPRISE FINANCIAL SERVICES, LLC
MISSION WEALTH MANAGEMENT, LP
EDWARD JONES

Other Investors

JORGE ALBERTO MEZA
NEAL GARDNER DAVIS
ROBERT PHILIP SULLIVAN
Benjamin Scott Ruiter
MICHAEL DIFIORE
Bryan Kenneth Geurink
Chad Michael Francis
Andrea Smith Young

Other Offices

HBW ADVISORY SERVICES LLC · SIMI VALLEY, CA
TORTUGA ADVISERS LLC · SIMI VALLEY, CA
BRIDGE THE GAP RETIREMENT PLANNERS · SIMI VALLEY, CA
THE INDEPENDENT FINANCIAL GROUP · SIMI VALLEY, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Simi Valley, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Simi Valley, CA
MISSION WEALTH MANAGEMENT, LP · Simi Valley, CA
THE INDEPENDENT FINANCIAL GROUP · Simi Valley, CA

More in Simi Valley, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor