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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-15 |
| MO | RA | APPROVED | 2017-02-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Liberty | MO | 05/2010 | 02/2017 |
| Raymond James Financial Services, Inc. | Liberty | MO | 02/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Kansas City | MO | 02/2017 | Present |
| Self Employed | Liberty | MO | 02/2017 | 08/2023 |
| Nfl | Na | MO | 07/2018 | Present |
(1)Name of Business: 9 Westowne LLC Address: na, na, MO, 64068, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/15/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: building owner (2)Name of Business: Holloway Harman & Associates Address: 9 Westowne Center, Liberty, MO, 64068, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/15/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (3)Name of Business: Holloway&Harman Capital Management Address: 9 Westowne Center, Liberty, MO, 64068, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/15/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Branch manager/owner
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-03-26 |
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