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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-15
MO RA APPROVED 2017-02-15
  • TX RA
    APPROVED_RES
    Since 2017-03-15
  • MO RA
    APPROVED
    Since 2017-02-15

Branch Locations

9 Westowne St, Kansas City, MO 64068 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Liberty MO 05/2010 02/2017
Raymond James Financial Services, Inc. Liberty MO 02/2017 Present
Raymond James Financial Services Advisors Inc. Kansas City MO 02/2017 Present
Self Employed Liberty MO 02/2017 08/2023
Nfl Na MO 07/2018 Present
Previous Registrations
Other Businesses

(1)Name of Business: 9 Westowne LLC Address: na, na, MO, 64068, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/15/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: building owner (2)Name of Business: Holloway Harman & Associates Address: 9 Westowne Center, Liberty, MO, 64068, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/15/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (3)Name of Business: Holloway&Harman Capital Management Address: 9 Westowne Center, Liberty, MO, 64068, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/15/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Branch manager/owner

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-03-26
  • S63 Uniform Securities Agent State Law Examination
    1997-03-26
Designations
Other Names
  • Jeff Holloway

View on SEC IAPD

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