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One National Life Drive, Montpelier, VT 05604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-22 |
| VT | RA | APPROVED | 2002-08-08 |
Branch Locations
354 Mountain View Dr. Suite 200, Colchester, VT 05446 • United States
1407 Route 9 Building 4 - 2Nd Floor, Clifton Park, NY 12065 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equity Services, Inc. | Montpelier | VT | 02/1997 | Present |
*NL FINANCIAL ALLIANCE,INV REL. IN VT, INS & ANNTY SALES, SALES ASSOC.10/06-PRES,FULL TIME DUR TRD HRS,AGENT FOR SEV COS SELLING LIFE INS,ANN, DI<C INS *RAIN HILL FINANCIAL, INV. REL.354 MOUNTAIN VIEW DRIVE SUITE 200 COLCHESTER VT, INS. ANN.SALES, DIR. OF DEV, 3/08-PRES. FULL TIME, DUR. TRAD.HRS, AGENT FOR SEV. COM.SELLING LIFE INS. DI, LTC, ANN.DIR.OF DEV FOR RAIN HILL FIN *THE VERMONT AGENCY. INV REL. 354 MOUNTAIN VIEW DRIVE SUITE 200 COLCHESTER VT.INS SALES.DIR OF DEV. 09/08-PRES. DUR TRADE HRS. INS AGNT FOR MULT COS SELLING L, ANN, LTC, DI. MANAGER W/ RESP TO RECRUIT AND TRAIN AGENTS.*EMPLOYER SPONSORED PROGRAMS (ESP). INV REL. 354 MOUNTAIN VIEW DR #200, COLCHESTER, VT 05446. MARKETING & SERVICING RETIREMENT PLANS. DIRECTOR. 9/15/10- PRESENT. 40 HRS/MO. DURING TRADE HRS. MARKET AND SERVICE EMPLOYER SPONSORED RETIREMENT PLANS. *NPA FINANCIAL LLC. 1407 ROUTE 9, BLDG 4, 2ND FLOOR, CLIFTON PARK NY. NOV 2018. INV REL. REGIONAL DIRECTOR. DURING TRADE HRS. *NORTHERN NEW ENGLAND AGENCY (NNE) 354 MOUNTAIN VIEW DRIVE SUITE 200 COLCHESTER VT. NOV 2018. INV REL. DBA USED FOR INS SERVICES. REGIONAL DIRECTOR. SALES, SERVICE, MARKETING, RECRUITING, AGENT DEVELOPMENT. DURING TRADE HRS. *MW FINANCIAL. 354 MOUNTAIN VIEW DRIVE SUITE 200 COLCHESTER VT. NOV 2018. INV REL. DBA FOR FIXED INS SALES. MEMBER. SALES AND SERVICE OF FIXED INS PRODUCTS. DURING TRADE HRS. *THE VERMONT AGENCY FOUNDATION. 354 MOUNTAIN VIEW DRIVE SUITE 200 COLCHESTER VT. APRIL 2001. INV REL. 501C3 CHARITABLE FOUNDATION THAT HOLDS FUNDRAISERS THROUGHOUT THE YEAR TO BENEFIT LOCAL NON-PROFITS THAT SUPPORT CHILDREN. VICE PRESIDENT. SUPPORT EVENTS, HELP WITH LOGISTICS OF EVENTS AS NEEDED. DURING SOME TRADE HRS. *WILL HINMAN - TRUSTEE. 147 WALK ROAD, SAND LAKE NY. NOT INV REL. NOV 2024. TRUSTEE TO MONITOR IRREVOCABLE LIFE INSURANCE TRUST OF RANDALL S. RANER. TRUSTEE. MAKE SURE PREMIUMS ARE APPLIED CORRECTLY AND MONITOR PREMIUM FINANCE PROGRESS. DURING SOME TRADE HRS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-01 |
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