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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2008-08-15
  • WA RA
    APPROVED
    Since 2008-08-15

Branch Locations

2102 E Mcloughlin Blvd Ste 200, Vancouver, WA 98661 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 08/1995 Present
Northwestern Mutual Investment Services, Llc Vancouver WA 02/1997 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2015 Present
  • 08/1995 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/1997 → Present
    Vancouver, WA
  • 08/2015 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-05-05
  • S63 Uniform Securities Agent State Law Examination
    1997-05-05
Designations
Other Names
  • Jay Gilberg

View on SEC IAPD

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Other Investors

Other Offices

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