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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-13
TX RA APPROVED_RES 2022-09-01
  • FL RA
    APPROVED
    Since 2022-09-13
  • TX RA
    APPROVED_RES
    Since 2022-09-01

Branch Locations

3505 Lake Lynda Drive,Suite 200, Orlando, FL 32817 • United States

Oviedo, FL • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Investacorp Inc Miami FL 06/2014 07/2020
Investacorp Advisory Services Miami FL 06/2014 07/2020
Securities America, Inc. Oviedo FL 07/2020 08/2022
Securities America Advisors, Inc. Oviedo FL 07/2020 08/2022
Lpl Financial Llc Oviedo FL 08/2022 Present
  • 06/2014 → 07/2020
    Investacorp Inc
    Miami, FL
  • 06/2014 → 07/2020
    Investacorp Advisory Services
    Miami, FL
  • 07/2020 → 08/2022
    Securities America, Inc.
    Oviedo, FL
  • 07/2020 → 08/2022
    Securities America Advisors, Inc.
    Oviedo, FL
  • 08/2022 → Present
    Oviedo, FL
Previous Registrations
Other Businesses

1-08/2022 / Rampersaud Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / Oviedo, FL 32765 2- 04/28/2023 - HCB, Gameplan, Ash - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 08/03/2022 - 10 Hours Per Month/10 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-21
S63 Uniform Securities Agent State Law Examination 1999-10-22
  • S65 Uniform Investment Adviser Law Examination
    2002-06-21
  • S63 Uniform Securities Agent State Law Examination
    1999-10-22
Other Names
  • Andy Rampersaud
  • Sewnarine Andy Rampersaud

View on SEC IAPD

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