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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-10-23
OK RA APPROVED 2012-10-19
  • TX RA
    APPROVED_RES
    Since 2012-10-23
  • OK RA
    APPROVED
    Since 2012-10-19

Branch Locations

1926 Lake Rd Ste 3, Ponca City, OK 74604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Ponca City OK 10/2012 Present
Previous Registrations
  • 2008-01-01 → 2012-10-19
    Stillwater, OK
    Ponca City, OK
  • 2002-01-23 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Ponca City, OK
    St. Louis, MO
Other Businesses

TRUSTEE OF MULTIPLE FINET PRACTICE 401K PLANS FBO SELF AND ASSOCIATES; INV. RELATED; PONCA CITY, OK; START DATE 10/19/2012; LESS THAN 1 HR PER MONTH; 0 HRS DURING TRADING. UNITED WAY OF PONCA CITY; INV. RELATED; PONCA CITY, OK; ENDOWMENT COMMITTEE MEMBER; START DATE 12/1/2017; LESS THAN 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTEND MEETINGS REVIEW GRANTS AND RECOMMEND ALLOCATION OF FUNDS. FERGUSON, MULLIGAN, AND POET, LLC; INV. RELATED; PONCA CITY, OK; 25% OWNERSHIP; START DATE 10/2012; 0 HRS PER MONTH; 8 HRS DURING TRADING. TIPPERS CLUB, INVT RELATED, PONCA CITY, OK, TREASURER, START DATE 8/1/2017, 1 HER PER MONTH, 0 DURING TRADING; HOSPICE OF NORTH CAROLINA; NOT INV RELATED; PONCA CITY, OK; START 05/15/2024; 2 HOURS PER MONTH; 0 HOURS DURING TRADING; REVIEW MONTHLY AND ANNUAL FINANCIAL STATEMENTS PREPARED BY STAFF AND THIRD PARTY CPA FIRM.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-16
S63 Uniform Securities Agent State Law Examination 1997-02-12
  • S65 Uniform Investment Adviser Law Examination
    1999-07-16
  • S63 Uniform Securities Agent State Law Examination
    1997-02-12
Other Names
  • Patrick Mulligan
  • Pat Mulligan

View on SEC IAPD

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