Patrick Joseph Mulligan

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  Wells Fargo Advisors Financial Network, Llc
  Ponca City, OK

Previous Registrations

• 2008-01-01 → 2012-10-19
  Wells Fargo Clearing Services, Llc
  Stillwater, OK
  Ponca City, OK
• 2002-01-23 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Ponca City, OK
  St. Louis, MO

Other Businesses

TRUSTEE OF MULTIPLE FINET PRACTICE 401K PLANS FBO SELF AND ASSOCIATES; INV. RELATED; PONCA CITY, OK; START DATE 10/19/2012; LESS THAN 1 HR PER MONTH; 0 HRS DURING TRADING. UNITED WAY OF PONCA CITY; INV. RELATED; PONCA CITY, OK; ENDOWMENT COMMITTEE MEMBER; START DATE 12/1/2017; LESS THAN 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTEND MEETINGS REVIEW GRANTS AND RECOMMEND ALLOCATION OF FUNDS. FERGUSON, MULLIGAN, AND POET, LLC; INV. RELATED; PONCA CITY, OK; 25% OWNERSHIP; START DATE 10/2012; 0 HRS PER MONTH; 8 HRS DURING TRADING. TIPPERS CLUB, INVT RELATED, PONCA CITY, OK, TREASURER, START DATE 8/1/2017, 1 HER PER MONTH, 0 DURING TRADING; HOSPICE OF NORTH CAROLINA; NOT INV RELATED; PONCA CITY, OK; START 05/15/2024; 2 HOURS PER MONTH; 0 HOURS DURING TRADING; REVIEW MONTHLY AND ANNUAL FINANCIAL STATEMENTS PREPARED BY STAFF AND THIRD PARTY CPA FIRM.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-16
• S63 Uniform Securities Agent State Law Examination
  1997-02-12

Other Names

• Patrick Mulligan
• Pat Mulligan