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Marnie Rose

Ubs Financial Services Inc.

Tucson, AZ

Tolleson, AZ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-03-08
TX RA APPROVED_RES 2018-03-08
  • OH RA
    APPROVED
    Since 2018-03-08
  • TX RA
    APPROVED_RES
    Since 2018-03-08

Branch Locations

2840 E. Skyline Drive Suite 200, Tucson, AZ 85718 • United States

Tolleson, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Tucson AZ 05/2005 11/2017
Rbc Capital Markets, Llc Tucson AZ 11/2017 03/2018
Ubs Financial Services Tucson AZ 03/2018 Present
  • 05/2005 → 11/2017
    Ubs Financial Services
    Tucson, AZ
  • 11/2017 → 03/2018
    Rbc Capital Markets, Llc
    Tucson, AZ
  • 03/2018 → Present
    Ubs Financial Services
    Tucson, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-31
  • S66 Uniform Combined State Law Examination
    2010-08-31
Other Names
  • Marnie A Rose
  • Marnie Ann Rose
  • Marnie Ann Silverman
  • Marnie A Silverman
  • Marnie Ann Rose
  • Marnie Rose

View on SEC IAPD

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IRONWOOD FINANCIAL, LLC · TUCSON, AZ
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WELLS FARGO CLEARING SERVICES, LLC · TUCSON, AZ
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