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Timothy John Manning

Key Investment Services LLC

Clifton Park, NY

Brooklyn, OH

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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-14
  • NY RA
    APPROVED
    Since 2021-05-14

Branch Locations

1703 Route 9, Clifton Park, NY 12065 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Albany NY 04/2012 09/2016
Key Investment Services Llc Brooklyn OH 09/2016 Present
Previous Registrations
  • 2012-05-15 → 2016-09-21
    Lpl Financial Llc
    Albany, NY
    Potsdam, NY
    Massena, NY
    Malone, NY
    Loudonville, NY
    Saranac Lake, NY
    Troy, NY
    North Greenbush, NY
    Nassau, NY
    Albany, NY
    Lockport, NY
    Cohoes, NY
    Cohoes, NY
    Albany, NY
    Albany, NY
    Troy, NY
    Cohoes, NY
    Troy, NY
    Brunswick, NY
    Latham, NY
    Schenectady, NY
    Rotterdam, NY
    Albany, NY
    Albany, NY
  • 2009-10-30 → 2012-05-15
    Hsbc Securities (Usa) Inc.
    Albany, NY
    Albany, NY
    Cohoes, NY
    Troy, NY
    Albany, NY
    Malone, NY
    Massena, NY
    Postdam, NY
    Saranac Lake, NY
  • 2008-03-25 → 2009-10-15
    Banc Of America Investment Services, Inc.
    Loudonville, NY
    Amsterdam, NY
    Latham, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-17
S63 Uniform Securities Agent State Law Examination 1997-03-14
  • S65 Uniform Investment Adviser Law Examination
    1999-06-17
  • S63 Uniform Securities Agent State Law Examination
    1997-03-14
Other Names
  • Tim Manning
  • Timothy Manning

View on SEC IAPD

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Other Investors

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Andrew J Bullock
LEE WILSON
Brian Mohan
CARRIE LYNN BENSON
JONATHAN J. TAMUL
John CHARLES Petersen
DANIEL P VARTIGIAN

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CLIFTON PARK, NY
CETERA INVESTMENT ADVISERS LLC · CLIFTON PARK, NY
OPTIMUS WEALTH MANAGEMENT GROUP, INC. · CLIFTON PARK, NY
PFS INVESTMENTS INC. · CLIFTON PARK, NY
BANKERS LIFE ADVISORY SERVICES, INC. · Clifton Park, NY
CETERA INVESTMENT ADVISERS LLC · CLIFTON PARK, NY
OSAIC WEALTH, INC. · CLIFTON PARK, NY
CETERA INVESTMENT ADVISERS LLC · CLIFTON PARK, NY

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