Timothy John Manning

Employer firm

Key Investment Services LLC CRD 136300

$8.88B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → 09/2016
  Lpl Financial Llc
  Albany, NY
• 09/2016 → Present
  Key Investment Services Llc
  Brooklyn, OH

Previous Registrations

• 2012-05-15 → 2016-09-21
  Lpl Financial Llc
  Albany, NY
  Potsdam, NY
  Massena, NY
  Malone, NY
  Loudonville, NY
  Saranac Lake, NY
  Troy, NY
  North Greenbush, NY
  Nassau, NY
  Albany, NY
  Lockport, NY
  Cohoes, NY
  Cohoes, NY
  Albany, NY
  Albany, NY
  Troy, NY
  Cohoes, NY
  Troy, NY
  Brunswick, NY
  Latham, NY
  Schenectady, NY
  Rotterdam, NY
  Albany, NY
  Albany, NY
• 2009-10-30 → 2012-05-15
  Hsbc Securities (Usa) Inc.
  Albany, NY
  Albany, NY
  Cohoes, NY
  Troy, NY
  Albany, NY
  Malone, NY
  Massena, NY
  Postdam, NY
  Saranac Lake, NY
• 2008-03-25 → 2009-10-15
  Banc Of America Investment Services, Inc.
  Loudonville, NY
  Amsterdam, NY
  Latham, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-17
• S63 Uniform Securities Agent State Law Examination
  1997-03-14

Other Names

• Tim Manning
• Timothy Manning