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Current Employers
Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-26
NV RA APPROVED 2019-03-08
  • TX RA
    APPROVED_RES
    Since 2022-09-26
  • NV RA
    APPROVED
    Since 2019-03-08

Branch Locations

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

7495 W. Azure Drive, Las Vegas, NV 89130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Asset Management Minneapolis MN 11/2006 01/2019
Questar Capital Corporation Minneapolis MN 12/2006 01/2019
Foundations Investment Advisers, Llc Las Vegas NV 02/2019 Present
Signature Wealth & Tax Las Vegas NV 01/2015 Present
  • 11/2006 → 01/2019
    Questar Asset Management
    Minneapolis, MN
  • 12/2006 → 01/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 02/2019 → Present
    Foundations Investment Advisers, Llc
    Las Vegas, NV
  • 01/2015 → Present
    Signature Wealth & Tax
    Las Vegas, NV
Previous Registrations
  • 2006-11-21 → 2019-02-19
    Questar Asset Management, Inc.
    Las Vegas, NV
  • 2005-05-12 → 2006-11-07
    Las Vegas, NV
    Las Vegas, NV
  • 2004-07-12 → 2005-05-03
    Las Vegas, NV
Other Businesses

1) UNIVERSAL REALTY; INVESTMENT-RELATED; 3333 E SERENE AVE STE 150 HENDERSON NV 89074; REAL ESTATE SALES; REAL ESTATE BROKER - SALESPERSON; START DATE: 06/01/2010; 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING TRADING HOURS; DUTIES: MAINTAIN A REAL ESTATE LICENSE AND MAKE REFERRALS. DO NOT SHOW PROPERTIES. 2) SIGNATURE WEALTH AND TAX; INVESTMENT-RELATED; 7495 W AZURE DR., LAS VEGAS, NV 89130; TAX PREPARATON AND PLANNING; MANAGING MEMBER; START DATE: 05/01/2013; 25 HOURS PER MONTH; 25 HOURS PER MONTH DURING TRADING HOURS; DUTIES: PREPARING TAXES 3) SIGNATURE WEALTH AND TAX; INVESTMENT-RELATED; 7495 W AZURE DR., LAS VEGAS, NV 89130; LIFE INSURANCE, LONG TERM CARE & FIXED ANNUITIES; OWNER; START DATE: 01/01/2015; 15 HOURS PER MONTH; 10 HOURS PER MONTH DURING TRADING HOURS; DUTIES: MEET WITH CLIENTS AND PRESENT OPPORTUNITIES IN THE INSURANCE SIDE OF THINGS. MOSTLY SELL LIFE INSURANCE AND ANNUITIES. 4) SIGNATURE WEALTH AND TAX; INVESTMENT-RELATED; 7495 W AZURE DR. LAS VEGAS, NV 89130; NON-LEGAL ESTATE PLANNING ADMINISTRATIVE SERVICES; START DATE 08/2026; 5 HRS/MONTH DEVOTED TO OTHER BUSINESS; 5 HOURS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS; DUTIES INCLUDE NON-LEGAL SERVICES TO ASSIST CLIENTS WITH DOCUMENT ORGANIZATION,DATA ENTRY,AND PLATFORM NAVIGATION RELATED TO ESTATE PLANNING SOFTWARE. 5) PLP METALS LLC; INVESTMENT-RELATED; 961 4 MILE RD NW, GRAND RAPIDS, MI 49544; PRECIOUS METALS; AGENT; START DATE: 01/15/2024; 1 HOUR PER MONTH; 0 HOURS DURING TRADING HOURS; DUTIES: ADDING THE ABLITY TO USE METALS AS AN INFLATION HEDGE FOR RETIREMENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-10
S63 Uniform Securities Agent State Law Examination 1997-04-11
  • S66 Uniform Combined State Law Examination
    2004-07-10
  • S63 Uniform Securities Agent State Law Examination
    1997-04-11
Other Names
  • Connie Denis Vanwinkle

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