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4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-26 |
| NV | RA | APPROVED | 2019-03-08 |
Branch Locations
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
7495 W. Azure Drive, Las Vegas, NV 89130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Asset Management | Minneapolis | MN | 11/2006 | 01/2019 |
| Questar Capital Corporation | Minneapolis | MN | 12/2006 | 01/2019 |
| Foundations Investment Advisers, Llc | Las Vegas | NV | 02/2019 | Present |
| Signature Wealth & Tax | Las Vegas | NV | 01/2015 | Present |
1) UNIVERSAL REALTY; INVESTMENT-RELATED; 3333 E SERENE AVE STE 150 HENDERSON NV 89074; REAL ESTATE SALES; REAL ESTATE BROKER - SALESPERSON; START DATE: 06/01/2010; 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING TRADING HOURS; DUTIES: MAINTAIN A REAL ESTATE LICENSE AND MAKE REFERRALS. DO NOT SHOW PROPERTIES. 2) SIGNATURE WEALTH AND TAX; INVESTMENT-RELATED; 7495 W AZURE DR., LAS VEGAS, NV 89130; TAX PREPARATON AND PLANNING; MANAGING MEMBER; START DATE: 05/01/2013; 25 HOURS PER MONTH; 25 HOURS PER MONTH DURING TRADING HOURS; DUTIES: PREPARING TAXES 3) SIGNATURE WEALTH AND TAX; INVESTMENT-RELATED; 7495 W AZURE DR., LAS VEGAS, NV 89130; LIFE INSURANCE, LONG TERM CARE & FIXED ANNUITIES; OWNER; START DATE: 01/01/2015; 15 HOURS PER MONTH; 10 HOURS PER MONTH DURING TRADING HOURS; DUTIES: MEET WITH CLIENTS AND PRESENT OPPORTUNITIES IN THE INSURANCE SIDE OF THINGS. MOSTLY SELL LIFE INSURANCE AND ANNUITIES. 4) SIGNATURE WEALTH AND TAX; INVESTMENT-RELATED; 7495 W AZURE DR. LAS VEGAS, NV 89130; NON-LEGAL ESTATE PLANNING ADMINISTRATIVE SERVICES; START DATE 08/2026; 5 HRS/MONTH DEVOTED TO OTHER BUSINESS; 5 HOURS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS; DUTIES INCLUDE NON-LEGAL SERVICES TO ASSIST CLIENTS WITH DOCUMENT ORGANIZATION,DATA ENTRY,AND PLATFORM NAVIGATION RELATED TO ESTATE PLANNING SOFTWARE. 5) PLP METALS LLC; INVESTMENT-RELATED; 961 4 MILE RD NW, GRAND RAPIDS, MI 49544; PRECIOUS METALS; AGENT; START DATE: 01/15/2024; 1 HOUR PER MONTH; 0 HOURS DURING TRADING HOURS; DUTIES: ADDING THE ABLITY TO USE METALS AS AN INFLATION HEDGE FOR RETIREMENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-11 |
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