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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-09
TX RA APPROVED_RES 2024-05-08
PA RA APPROVED 2013-05-17
  • FL RA
    APPROVED
    Since 2024-05-09
  • TX RA
    APPROVED_RES
    Since 2024-05-08
  • PA RA
    APPROVED
    Since 2013-05-17

Branch Locations

2200 Georgetowne Drive 6Th Floor, Suite 600, Sewickley, PA 15143 • United States

Gibsonia, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Sewickley PA 05/2013 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-17
S63 Uniform Securities Agent State Law Examination 1997-03-27
  • S65 Uniform Investment Adviser Law Examination
    1997-04-17
  • S63 Uniform Securities Agent State Law Examination
    1997-03-27

View on SEC IAPD

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