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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-05-09 |
| TX | RA | APPROVED_RES | 2024-05-08 |
| PA | RA | APPROVED | 2013-05-17 |
Branch Locations
2200 Georgetowne Drive 6Th Floor, Suite 600, Sewickley, PA 15143 • United States
Gibsonia, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Sewickley | PA | 05/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-27 |
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