Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-04-18
NJ RA APPROVED 2011-08-01
  • TX RA
    APPROVED_RES
    Since 2016-04-18
  • NJ RA
    APPROVED
    Since 2011-08-01

Branch Locations

601 Jefferson Rd Ste 101, Parsippany, NJ 07054 • United States

299 Ward St., East Windsor, NJ 08520 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 08/2011 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 08/2011 Present
Previous Registrations
  • 2009-02-19 → 2011-08-02
    Securities America Advisors, Inc.
    La Vista, NE
  • 2004-10-20 → 2009-02-17
    Banc Of America Investment Services, Inc.
    Wayne, NJ
    Wayne, NJ
    Chester, NJ
  • 2004-04-20 → 2004-10-20
    Quick & Reilly, Inc.
    Wayne, NJ
Other Businesses

1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) INSURANCE AGENT/SALES. GIORDANO CUMMINGS FINANCIAL, LLC. 601 JEFFERSON ROAD, STE 207 PARSIPPANY, NJ 07054. INSURANCE BROKER. 08/01/2011. NONE INVESTMENT RELATED. DEVOTES 2 HRS/MTH. NONE DURING TRADING.PROVIDE THE FOLLOWING INSURANCE PRODUCTS FOR CLIENTS: LIFE, HEALTH, DISABILITY, LONG TERM CARE INSURANCE AND FIXED ANNUITIES. 3) HANSON MCCLAIN RETIREMENT NETWORK 3620 FAIR OAKS BLVD, STE 300 SACRAMENTO, CA 95864. BEGAN 3/17/2009 AS A FINANCIAL ADVISOR WORKING WITH HANSON MCCLAIN TO MARKET TO COMPANIES THEY HAVE A RELATIONSHIP WITH SUCH AS VERIZON COMMUNICATIONS AND PUBLIC SERVICE ENTERPRISE GROUP. WILL BE ASSISTING EMPLOYEES OF THESE COMPANIES WITH INVESTMENT SERVICES. INVESTMENT RELATED. DEVOTES 10 HRS/WK. 5 HOURS DURING TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 08/01/2011 5) GIORDANO CUMMINGS FINANCIAL, LLC, 601 Jefferson Road Ste 101 Parsippany NJ 07054 United States, 08/2011, Managing Partner, Insurance/Benefits/Human Resources, NIR, 2 hrs/mo - 0 hrs/mo trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-04-19
S63 Uniform Securities Agent State Law Examination 1997-02-25
  • S65 Uniform Investment Adviser Law Examination
    2004-04-19
  • S63 Uniform Securities Agent State Law Examination
    1997-02-25
Other Names
  • Brewer Cummings
  • F Brewer Cummings

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Parsippany, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor