Jay Richard Sanford

Current Employers

Employment History

• 11/2012 → Present
  Lpl Financial Llc
  Mclean, VA
• 11/2015 → Present
  Global Retirement Partners, Llc
  Mclean, VA
• 06/2025 → Present
  Hub International Investment Services
  Kansas City, MO

Previous Registrations

• 2000-05-15 → 2012-12-05
  Mml Investors Services, Llc
  Vienna, VA
  Mclean, VA
  Mclean, VA

Other Businesses

1. 09/14/2012 - Washington Financial Group - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - 100% TIME SPENT 2. 09/14/2012 - Non-Variable Insurance - INV REL - 2% TIME SPENT - Insurance agent selling longer term care, disability, life, and health insurance to clients when appropriate 3. 9/12/2019 - HUB International - Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Start Date: 09/13/2019 - 160 Hours Per Month/160 Hours During Securities Trading - HUB International is buying 100% of my business and will be sole owner. My role and title will remain the same, but I will be an employee of HUB. 4. 9/13/2019 - Hub International - DBA: Washington Financial Group, a division of HUB International - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/13/2019 - 160 Hours Per Month/160 Hours During Securities Trading - HUB International is purchasing my practice and will be 100% owner. 5. 9/26/2019 - Global Retirement Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 09/13/2019 - 160 Hours Per Month/160 Hours During Securities Trading - HUB International is purchasing 100% of my practice. I will now be an employee of Hub International IAR. 6. 4/16/2021 - HUB International - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 7. 5/7/2021 - Global Retirement Partners, LLC - DBA: (Hybrid) HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Investment Advisor Representative - Start Date: 1/1/2021 - Service as an Investment Advisor Representative under the Global Retirement Partners RIA dba HUB Retirement and Wealth Management. Activities may include financial planning, rendering advice for a fee, retirement plan consulting, or other investment related financial consulting. 8. 06/21/2024 - HUB International Investment Services INC - Other - Accommodation Broker Dealer - Investment Related - At Reported Business Location(s) - Start Date 11/18/2019 - 0 Hours Per Month/ During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-04-26
• S63 Uniform Securities Agent State Law Examination
  1997-03-06