Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2004-03-09 |
Branch Locations
1300 Summit Ave Ste 120, Fort Worth, TX 76102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Fort Worth | TX | 10/2003 | Present |
1. 11/19/2003: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance 2. 7/12/2005: No Business Name - CPA/Bookkeeper/Tax Preparer - CPA PREPARING TAX RETURNS FOR CLIENTS. 3. 5/21/2008: 5K FINANCIAL INC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance DBA - Time Spent 5% - FIXED INSURANCE SALES. 4. 9/23/2013: No Business Name - Not Investment Related - At Reported Business Location(s) - Notary - Time spent 1% - PUBLIC NOTARY. 5. 07/27/2016: Legacy Financial Services - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) - Start 08/01/2016 - Fixed insurance, Kurt Kerrigan is the only owner, not a registered insurance agency, not a RIA - 5 Hr/Mo; 1 Hour During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-11 |
Reach out to this advisor