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3200 N. Central Ave Suite #200, Phoenix, AZ 85012 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-08 |
| AZ | RA | APPROVED | 2021-05-14 |
Branch Locations
3200 N. Central Ave Suite #200, Phoenix, AZ 85012 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Tempe | AZ | 01/2009 | 10/2017 |
| Altier Credit Union | Tempe | AZ | 01/2009 | 10/2018 |
| Pfg Advisors | Tempe | AZ | 02/2015 | 10/2018 |
| Securities America, Inc. | Tempe | AZ | 10/2017 | 10/2018 |
| Cuso Financial Services, Lp | San Diego | CA | 10/2018 | 04/2021 |
| Securities America, Inc. | Phoenix | AZ | 05/2021 | 06/2024 |
| Pfg Advisors | Phoenix | AZ | 05/2021 | Present |
| Osaic Wealth, Inc. | Phoenix | AZ | 06/2024 | Present |
DBA: PFG ADVISOR PFG ADVISORS POSITION: Advisor NATURE: Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 05/11/2021 ADDRESS: 3200 N Central Ave #200, Phoenix AZ 85012, United States DESCRIPTION: offering advisory services to clients INSURANCE SALES POSITION: Insurance sales NATURE: Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 8 START DATE: 05/11/2021 ADDRESS: 3200 N Central Ave #200, Phoenix AZ 85012, United States DESCRIPTION: sell insurance products to Securities America clients
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-19 |
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