Nicholas Henry Banks

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2026-02-10
ME	RA	APPROVED	2026-02-09
NH	RA	APPROVED	2025-11-10
RI	RA	APPROVED	2025-08-04
PA	RA	APPROVED	2023-10-04
FL	RA	APPROVED	2023-05-17
CA	RA	APPROVED	2023-02-15
NC	RA	APPROVED	2023-01-30
NJ	RA	APPROVED	2022-09-13
CT	RA	APPROVED	2022-05-23
NY	RA	APPROVED	2022-05-23

Branch Locations

53 Greenwich Ave Mailstop: Ct-315, Greenwich, CT 06830 • United States

59 Broad Street Mailstop: Ct-314, Stamford, CT 06901 • United States

67 Purchase St Ms: Ny351, Rye, NY 10580 • United States

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-05-23

Branch Locations

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

59 Broad Street, Stamford, CT 06901 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Darien	CT	04/2013	03/2017
Bank Of America, N.A.	Darien	CT	07/2013	03/2017
Unemployed	Darien	CT	03/2017	07/2018
Fidelity Brokerage Services Llc	Stamford	CT	07/2018	09/2021
Citizens Securities, Inc.	Stamford	CT	05/2022	Present
Citizens Private Wealth	Stamford	CT	05/2022	Present
Unemployed	Stamford	CT	09/2021	05/2022
Citizens Bank	Stamford	CT	05/2022	Present

04/2013 → 03/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Darien, CT
07/2013 → 03/2017

Bank Of America, N.A.

Darien, CT
03/2017 → 07/2018

Unemployed

Darien, CT
07/2018 → 09/2021

Fidelity Brokerage Services Llc

Stamford, CT
05/2022 → Present

Citizens Securities, Inc.

Stamford, CT
05/2022 → Present

Citizens Private Wealth

Stamford, CT
09/2021 → 05/2022

Unemployed

Stamford, CT
05/2022 → Present

Citizens Bank

Stamford, CT

2018-08-14 → 2021-10-06

Fidelity Personal And Workplace Advisors

Stamford, CT
2013-05-31 → 2017-03-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Darien, CT

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-05-30
S63	Uniform Securities Agent State Law Examination	1997-05-21

Other Firms