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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-02-26 |
| IL | RA | APPROVED | 2008-01-01 |
Branch Locations
524 W Stephenson St Ste B1, Freeport, IL 61032 • United States
6801 Spring Creek Road Ste 1A, Rockford, IL 61114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Freeport | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Freeport | IL | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; FREEPORT, IL; 100% OWNERSHIP WITH SPOUSE; START 1/1/2015; ONE HOUR PER MONTH/ZERO DURING TRADING HOURS; LANDLORD. RENTAL PROPERTY, INV RELATED, FORRESTON, IL, 100% OWNERSHIP, START 1/1/2020, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL FARMLAND, INV RELATED, BAILEYVILLE, IL, 100% OWNERSHIP, START 4/15/2020, ZERO HOURS PER MONTH, ZERO DURING TRADING, HAY AND CORN FIELD RENTED OUT. RENTAL PROPERTY; INV. RELATED; FREEPORT,IL; 100% OWNERSHIP; START DATE 04/15/2022; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER. | GREENFIELD BROTHERS, LLC; INV RELATED; BAILEYVILLE, IL; 33.3% OWNERSHIP; 05/2025; 1 HOUR PER MONTH; 0 DURING TRADING; INHERITED FAMILY LAKE HOME
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-06 |
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