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Current Employers
Associated Investment Services, Inc.

433 Main Street, Green Bay, WI 54301-5114 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-03-07
  • MN RA
    APPROVED
    Since 2026-03-07

Branch Locations

80 S 8Th St, Suite 214, Minneapolis, MN 55402 • United States

200 N. Adams Street, Green Bay, WI 54301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Elk River MN 11/2004 09/2025
U.S. Bank Elk River MN 03/2013 09/2025
Associated Bank Minneapolis MN 09/2025 Present
Associated Investment Services, Inc. Green Bay WI 02/2026 Present
Previous Registrations
  • 2008-06-02 → 2025-09-12
    Bloomington, MN
    Bloomington, MN
    White Bear Lake, MN
    Saint Paul, MN
    Maplewood, MN
    Shoreview, MN
    Blaine, MN
    Roseville, MN
    Edina, MN
    New Prague, MN
    Burnsville, MN
    Roseville, MN
    Lamberton, MN
    Saint Paul, MN
    Saint Paul, MN
    North Branch, MN
    Eagan, MN
    Minneapolis, MN
    Saint Paul, MN
    Saint Paul, MN
    Elk River, MN
    Minneapolis, MN
    Saint Paul, MN
    Elk River, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-17
S63 Uniform Securities Agent State Law Examination 1998-11-02
  • S66 Uniform Combined State Law Examination
    2006-07-17
  • S63 Uniform Securities Agent State Law Examination
    1998-11-02

View on SEC IAPD

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