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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2026-07-30
CT RA APPROVED 2026-04-21
  • ME RA
    APPROVED
    Since 2026-07-30
  • CT RA
    APPROVED
    Since 2026-04-21

Branch Locations

1 Corporate Drive Suite 205, Shelton, CT 06484 • United States

Georgetown, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Doran Jones New York NY 08/2016 01/2017
Carver Edison Capital, Llc New York NY 01/2019 03/2020
Carver Edison, Inc. New York NY 11/2017 03/2020
First Liberties Financial New York NY 02/2017 02/2023
Sharegain Securities Inc. Weston CT 01/2022 07/2023
Lpl Enterprise Fort Mill SC 12/2024 Present
Self Employed Weston CT 08/2023 Present
  • 08/2016 → 01/2017
    Doran Jones
    New York, NY
  • 01/2019 → 03/2020
    Carver Edison Capital, Llc
    New York, NY
  • 11/2017 → 03/2020
    Carver Edison, Inc.
    New York, NY
  • 02/2017 → 02/2023
    First Liberties Financial
    New York, NY
  • 01/2022 → 07/2023
    Sharegain Securities Inc.
    Weston, CT
  • 12/2024 → Present
    Lpl Enterprise
    Fort Mill, SC
  • 08/2023 → Present
    Self Employed
    Weston, CT
Previous Registrations
Other Businesses

1) 12/16/2024 - Self Employed - Business Owner - My hobby is quilt making. From time to time, clients ask that I provide the finishing quilting to quilt tops that they have made. - Not INV Related - At Weston, CT - Start Date 01/01/2024 - 5hrs/mth - 0hrs During Trading 2) 12/16/2024 - Executor for Estate of Anne Peters (deceased) - Act in a Fiduciary Capacity - INV Related - At Weston, CT - Start Date 12/18/2021 - 5hrs/mth - 0hrs During Trading 3) 09/22/2025-Lead Change Financial Planning-Financial Planner/Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 11/08/2025-30hrs/mth-30hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-22
S63 Uniform Securities Agent State Law Examination 2017-04-28
  • S66 Uniform Combined State Law Examination
    2024-10-22
  • S63 Uniform Securities Agent State Law Examination
    2017-04-28
Other Names
  • Susan Peters

View on SEC IAPD

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