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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2026-07-30 |
| CT | RA | APPROVED | 2026-04-21 |
Branch Locations
1 Corporate Drive Suite 205, Shelton, CT 06484 • United States
Georgetown, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Doran Jones | New York | NY | 08/2016 | 01/2017 |
| Carver Edison Capital, Llc | New York | NY | 01/2019 | 03/2020 |
| Carver Edison, Inc. | New York | NY | 11/2017 | 03/2020 |
| First Liberties Financial | New York | NY | 02/2017 | 02/2023 |
| Sharegain Securities Inc. | Weston | CT | 01/2022 | 07/2023 |
| Lpl Enterprise | Fort Mill | SC | 12/2024 | Present |
| Self Employed | Weston | CT | 08/2023 | Present |
1) 12/16/2024 - Self Employed - Business Owner - My hobby is quilt making. From time to time, clients ask that I provide the finishing quilting to quilt tops that they have made. - Not INV Related - At Weston, CT - Start Date 01/01/2024 - 5hrs/mth - 0hrs During Trading 2) 12/16/2024 - Executor for Estate of Anne Peters (deceased) - Act in a Fiduciary Capacity - INV Related - At Weston, CT - Start Date 12/18/2021 - 5hrs/mth - 0hrs During Trading 3) 09/22/2025-Lead Change Financial Planning-Financial Planner/Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 11/08/2025-30hrs/mth-30hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2017-04-28 |
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