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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-24
NY RA APPROVED 2021-06-17
  • TX RA
    APPROVED
    Since 2024-06-24
  • NY RA
    APPROVED
    Since 2021-06-17

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

942 Rt. 376 Suite 205, Wappingers Falls, NY 12590 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services, Llc. Wappingers Falls NY 04/2016 Present
Kestra Advisory Services, Llc. Wappingers Falls NY 04/2016 Present
J. Pink Associates, Inc., Financial Advisors Wappingers Falls NY 06/2007 Present
  • 04/2016 → Present
    Kestra Investment Services, Llc.
    Wappingers Falls, NY
  • 04/2016 → Present
    Wappingers Falls, NY
  • 06/2007 → Present
    J. Pink Associates, Inc., Financial Advisors
    Wappingers Falls, NY
Previous Registrations
  • 2003-05-07 → 2007-06-13
    1717 Capital Management Company
    Tarrytown, NY
    Tarrytown, NY
Other Businesses

Business Name: OA Todd Middle School Investment Related: No Address: 11 Croft Rd. Poughkeepsie NY 12603 Nature of Business: Other Other/None of the Above Science Team Advisor Position, Title or Relationship: Other,Science Team Advisor Start Date: 2/22/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Science Team Advisor/ CoachBusiness Name: Ash Brokerage Investment Related: No Address: 7609 West Jefferson Blvd Fort Wayne IN 46804 Nature of Business: Insurance Position, Title or Relationship: Other,Broker Start Date: 7/9/2007 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: BrokerBusiness Name: J. Pink Associates, Inc., Financial Advisors Investment Related: Yes Address: 500 Summit Lake Dr. Ste. 120 Valhalla NY 10595 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner, Financial Advisor Start Date: 3/7/2007 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Investment Advisory, Registered Rep NFP, Financial PlanningBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Colangelo Group Inc. Investment Related: No Address: 2525 Palmer Ave. New Rochelle NY 10801 Nature of Business: Insurance Position, Title or Relationship: I refer health insurance business to this company and receive a portion or the commissions Start Date: 12/31/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I refer health insurance business to this company and receive a portion or the commissions

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-04-30
S63 Uniform Securities Agent State Law Examination 1997-02-25
  • S65 Uniform Investment Adviser Law Examination
    2003-04-30
  • S63 Uniform Securities Agent State Law Examination
    1997-02-25
Designations

View on SEC IAPD

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