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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-24 |
| NY | RA | APPROVED | 2021-06-17 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
942 Rt. 376 Suite 205, Wappingers Falls, NY 12590 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services, Llc. | Wappingers Falls | NY | 04/2016 | Present |
| Kestra Advisory Services, Llc. | Wappingers Falls | NY | 04/2016 | Present |
| J. Pink Associates, Inc., Financial Advisors | Wappingers Falls | NY | 06/2007 | Present |
Business Name: OA Todd Middle School Investment Related: No Address: 11 Croft Rd. Poughkeepsie NY 12603 Nature of Business: Other Other/None of the Above Science Team Advisor Position, Title or Relationship: Other,Science Team Advisor Start Date: 2/22/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Science Team Advisor/ CoachBusiness Name: Ash Brokerage Investment Related: No Address: 7609 West Jefferson Blvd Fort Wayne IN 46804 Nature of Business: Insurance Position, Title or Relationship: Other,Broker Start Date: 7/9/2007 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: BrokerBusiness Name: J. Pink Associates, Inc., Financial Advisors Investment Related: Yes Address: 500 Summit Lake Dr. Ste. 120 Valhalla NY 10595 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner, Financial Advisor Start Date: 3/7/2007 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Investment Advisory, Registered Rep NFP, Financial PlanningBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Colangelo Group Inc. Investment Related: No Address: 2525 Palmer Ave. New Rochelle NY 10801 Nature of Business: Insurance Position, Title or Relationship: I refer health insurance business to this company and receive a portion or the commissions Start Date: 12/31/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I refer health insurance business to this company and receive a portion or the commissions
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-25 |
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