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Andrew Ryan Foucault

Stifel, Nicolaus & Company, Incorporated

Appleton, WI

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-14
WI RA APPROVED 2009-08-14
  • TX RA
    APPROVED_RES
    Since 2018-08-14
  • WI RA
    APPROVED
    Since 2009-08-14

Branch Locations

4321 W. College Ave, Berbee Building, Appleton, WI 54914 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Appleton WI 08/2006 Present
Stifel, Nicolaus & Company, Incorporated Appleton WI 08/2009 Present
Piper Jaffray Inc. Appleton WI 04/1996 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-10
S63 Uniform Securities Agent State Law Examination 1999-09-03
  • S65 Uniform Investment Adviser Law Examination
    1999-12-10
  • S63 Uniform Securities Agent State Law Examination
    1999-09-03

View on SEC IAPD

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