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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-03-26 |
| UT | RA | APPROVED | 2002-11-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Provo | UT | 08/1989 | Present |
I*2657263, Entity Type: , Name of OBA: MLPF& S CUST FPO A J R RRA FBO A J R , Address: Pleasant Grove, Utah, 84062, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07/24/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*2707261, Entity Type: , Name of OBA: MLPF& S CUST FPO A J R RRA FBO A J R, Address: Pleasant Grove, Utah, 84062, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 08/11/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-27 |
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