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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-09-30 |
Branch Locations
10 Broad St., Suite 202, Red Bank, NJ 07701 • United States
Carolina Shores, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Red Bank | NJ | 06/2009 | 09/2021 |
| Lpl Financial, Llc | Red Bank | NJ | 09/2021 | Present |
1. 9/30/2021 - Trident Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 9.22.2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 9/30/2021 - Gladstone Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 9.22.2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-15 |
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