Robert Nathan Borham

Current Employers

Employment History

• 12/2013 → 11/2021
  Tiaa-Cref Individual & Institutional Services, Llc
  Austin, TX
• 12/2021 → 06/2023
  Fidelity Brokerage Services Llc
  Westlake, TX
• 12/2013 → 11/2021
  Tiaa, Fsb
  Austin, TX
• 01/2022 → 06/2023
  Fidelity Personal And Workplace Advisors
  Westlake, TX
• 07/2023 → Present
  Tiaa
  Frisco, TX
• 07/2023 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Frisco, TX

Previous Registrations

• 2022-02-01 → 2023-07-03
  Fidelity Personal And Workplace Advisors
  Westlake, TX
• 2013-12-23 → 2021-12-02
  Tiaa-Cref Individual & Institutional Services, Llc
  Princeton, NJ
  Austin, TX
  Frisco, TX
  Austin, TX
• 2006-01-23 → 2012-10-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chapel Hill, NC

Other Businesses

(1) Name: TASO (Texas Association of Sports Officials Position: Independent contractor Nature: As a soccer referee, I am paid to facilitate and manage games in accordance with the rules of soccer's governing body. Investment Related: No Hours: 15Securities Trading Hours: 0Start Date: 12/15/2022 Address: 1221 West Campbell Road, Suite 141, Richardson TX 75080, United States Description: I referee soccer games for youth and adult soccer leagues. This includes club, recreational and high school soccer games. (2) THE GRIFFIN SCHOOL COLLEGE PREP BOARD OF TRUSTEES POSITION: My son goes to school there and I have been asked to join their board. NATURE: Helping define the ongoing running of the school. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 08/25/2023 ADDRESS: 5001 Evans Ave., Austin TX 78751, United States DESCRIPTION: I have been asked to serve as a voting member of their board of trustees. I will serve as voting member and board to parent liaison.

Exams

• S66 Uniform Combined State Law Examination
  2006-01-20
• S63 Uniform Securities Agent State Law Examination
  1997-03-21

Other Names

• Robert N Borham
• Robert Nathan Borham