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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-08-17 |
Branch Locations
190 South Broad Street, Milford, CT 06460 • United States
Trumbull, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| People'S Securities, Inc. | Milford | CT | 01/1997 | Present |
| People's United Advisors, Inc. | Bridgeport | CT | 05/2018 | Present |
| Lpl Financial Llc | West Haven | CT | 08/2022 | Present |
| Lpl Financial Llc | West Haven | CT | 08/2022 | Present |
1. 07/29/2025 - Wilmington Advisors @ M&T - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Financial Advisor - Start Date: 08/20/2022 - 170 Hours Per Month/130 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-06 |
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