Inactive

Brian Michael Riordan

L. Roy Papp & Associates, LLP

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Current Employers

L. Roy Papp & Associates, Llp

2201 E. Camelback Road Suite 227B, Phoenix, AZ 85016 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2012-05-07

AZ RA
APPROVED

Since 2012-05-07

Branch Locations

2201 E. Camelback Road Suite 227B, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
L. Roy Papp & Associates	Phoenix	AZ	05/2004	Present

05/2004 → Present

L. Roy Papp & Associates

Phoenix, AZ

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-01-13

S63 Uniform Securities Agent State Law Examination

1999-01-13

Designations

View on SEC IAPD

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