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Inactive

Brian Michael Riordan

L. Roy Papp & Associates, LLP

Phoenix, AZ

CRD 2846934

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Employer firm

L. Roy Papp & Associates, LLP CRD 105130

$1.62B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
L. Roy Papp & Associates, Llp

2201 E. Camelback Road Suite 227B, Phoenix, AZ 85016 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2012-05-07
  • AZ RA
    APPROVED
    Since 2012-05-07

Branch Locations

2201 E. Camelback Road Suite 227B, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
L. Roy Papp & Associates Phoenix AZ 05/2004 Present
  • 05/2004 → Present
    L. Roy Papp & Associates
    Phoenix, AZ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-01-13
  • S63 Uniform Securities Agent State Law Examination
    1999-01-13
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

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Nearby Investors

DAREN MICHAEL FRANKEBERGER
Kenneth ALEXANDER Riley
Jamie L Morton

Nearby Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ

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