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401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-02-21 |
Branch Locations
401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co., Inc. | Indianapolis | IN | 05/2005 | 02/2023 |
| Sapient Capital Llc | Indianapolis | IN | 02/2023 | Present |
1. JSC-TP, LLC; 1013 Laurelwood Carmel IN 46032; The entity is a single member LLC which owns a minority interest in real estate located in Rochester, Indiana which is leased to Team Pride Holdings, LLC's; as sole member of the entity, Authorized to perform any all actions as allowed in the Opera; Sole Member; affiliation started 10/25/2010; not during securities trading hours; investment related. 2. JSC Real Estate, LLC; 1013 Laurelwood Carmel IN 46032; Single member LLC with passive investments in various real estate investments throughout the country; As sole memberof the entity, I am authorized to perform any and all actions as allowed in the Opera; Sole Member; duties:-none; affiliation started 05/14/2013; 10 hours per year; not during securities trading hours; not investment related. 3. Trustee of non-family trust 4. Next Level Indiana; 55 Monument Circle Suite 719 Indianapolis IN 46204; authority and control over the management of NLF; Investment Board member; setting policy and procedures; 1/26/22; 8 hrs per Year; during securities trading hours; Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-20 |
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