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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-01-14 |
| WI | RA | APPROVED | 2001-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch,Pierce, Fenner & Smith, Inc. | Madison | WI | 10/2000 | Present |
| Bank Of America, N.A. | Madison | WI | 07/2011 | Present |
I*:359538 Entity Type: Non Profit Name of OBA: Nakoma Golf Club Address: Madison, Wisconsin 53711 Investment Related: n Position, Title, Association: volunteer member of the finance committee to review Club financials / projections Employee Start Date: 01/01/2025 No Hours: 1hr/mo No Hours during trading:0 Duties: I was elected as a Board Member effective 3/25/15, and continued to serve on the Board as President (until 2019) as well as the finance committee and greens committee at Nakoma Golf Club. I*1260303 Entity Type: Charitable Name of OBA: J. B. L. Foundation Inc. Address: Verona, Wisconsin, 53593 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 04/21/2023 Number of Hours: 15, Yearly Number of Hours during trading: 0 Duties: Direct fundraising to support the Lemon Brothers Innovation Fund @ UW Carbone Cancer Center. Board member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-29 |
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