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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2024-09-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Financial Services, Inc | Minot | ND | 10/2008 | 08/2019 |
| Lpl Financial Llc | Minot | ND | 08/2019 | 08/2024 |
| Principal Life Insurance | Minot | ND | 08/2024 | Present |
| Principal Securities Inc | Minot | ND | 08/2024 | Present |
**INSURANCE POSITION: Outside Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 09/09/2024 ADDRESS: 12 South Main Street, Suite 208, Minot ND 58701, United States DESCRIPTION: Writing outside Life, DI, LTC and Annuities. Group and Individual Health and Medicare, Life, DI, Dental, Medical and Property and Casualty. **RENTAL POSITION: Land Rental NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/09/2024 ADDRESS: 6012 46th Ave NW, Minot ND 58703, United States DESCRIPTION: Farm Land Rental.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 2009-01-16 |
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