Christopher Brereton

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2000 → Present
  U.S. Bancorp Piper Jaffray
  Ahwatukee, AZ
• 08/2006 → Present
  Ubs Financial Services Inc.
  Scottsdale, AZ
• 01/2009 → 09/2023
  Sagepoint Financial, Inc
  Scottsdale, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2007-08-17 → 2023-09-01
  Osaic Services, Inc.
  Scottsdale, AZ
• 2006-08-12 → 2007-08-28
  Ubs Financial Services Inc.
  Scottsdale, AZ
  Scottsdale, AZ
• 2006-04-07 → 2006-08-12
  Piper Sandler & Co.
  Phoenix, AZ
  Minneapolis, MN
  Scottsdale, AZ

Other Businesses

1. GEMINI LAND DEVELOPMENT; NOT INVESTMENT RELATED; 11852 E HUNT HIGHWAY; MANAGING PARNTER; SINCE 07/2004; 65HRS/MTH; 10 DURING SECURITY HOURS; PROPERTY MANAGEMENT, MAINTAIN, SERVICE, SCREEN RENTAL APPLICANTS, KEEP BOOKS AND RECORDS, MAKE DEPOSITS, ETC. 2. ZUCCA LLC POSITION: Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2017 ADDRESS: 8765 E Bell Road, Suite 204, Scottsdale AZ 85260, United States; DESCRIPTION: Manager LLC 3. DESERET FINANCIAL SERVICES POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2017 ADDRESS: 11852 E Hunt Highway, Chandler AZ 85249, United States; DESCRIPTION: The LLC was set up for tax purposes to recieve income from Sagepoint as an Independent contractor 4. MOSAIC WEALTH SOLUTIONS LLC POSITION: Partner NATURE: llc INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2017 ADDRESS: 8765 E Bell Road, suite 204, Scottsdale AZ 85260, United States DESCRIPTION: Manager LLC 5. CONDO ASSOCIATION POSITION: Board Member at Large NATURE: Voluteer Board member for the Desert Fairways condo association INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 07/01/2017 ADDRESS: 8765 E Bell Road, complex, Scottsdale AZ 85260, United States DESCRIPTION: Review Association documents, help decide if costs are appropeiate, vote on matters presented to the board for approval. 6. AZBLAST BROS LLC POSITION: passive member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/02/2021 ADDRESS: 11852 E Hunt Highway, chandler AZ 85249, United States DESCRIPTION: Help with marketing 7. CHRIS BRERETON POSITION: Other - Agent NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 08/17/2007 ADDRESS: 8765 E Bell Road Suite 204, Scottsdale AZ 85260, United States DESCRIPTION: Helping clients with insurance needs 8. PERSONAL RENTAL PROPERTY POSITION: owner NATURE: Personal Rental properties11852 E Hunt Highway Chandler AZ INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 12/11/2025 ADDRESS: 11852 E Hunt Highway, chandler AZ 85249, United States DESCRIPTION: make sure rent check comes in and maintain property

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-01-11
• S63 Uniform Securities Agent State Law Examination
  1997-02-28

Other Names

• Christopher Keith Brereton