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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-07-22 |
| MO | RA | APPROVED | 2003-02-21 |
Branch Locations
16150 Main Circle Drive Suite 400, Chesterfield, MO 63017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Chesterfield | MO | 01/1997 | Present |
| Mml Investors Services, Llc | Chesterfield | MO | 01/1997 | Present |
Name: RCH Financial, LLC Inv Rel: Y Addr: 16150 Main Circle Drive, Suite 400, Chesterfield, MO 630017 Nature/Duties: Owner of LLC for pass through compensation Position: Owner Start Date: 03/24/2025 Hr/Mo: 40 No. Hr/Mo During Sec Trading: 40.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-18 |
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