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100 W Main Street Suite 450, Lexington, KY 40507 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-02-12 |
| NY | RA | APPROVED | 2024-01-30 |
| FL | RA | APPROVED | 2023-04-01 |
| NC | RA | APPROVED | 2023-03-23 |
| SC | RA | APPROVED | 2023-03-13 |
| WA | RA | APPROVED | 2023-03-06 |
| IL | RA | APPROVED | 2023-02-28 |
| AL | RA | APPROVED | 2023-02-27 |
| GA | RA | APPROVED | 2023-02-27 |
| MI | RA | APPROVED | 2023-02-27 |
| OK | RA | APPROVED | 2023-02-27 |
| VA | RA | APPROVED | 2023-02-27 |
| WV | RA | APPROVED | 2023-02-27 |
| CA | RA | APPROVED | 2023-02-24 |
| KY | RA | APPROVED | 2023-02-24 |
| PA | RA | APPROVED | 2023-02-24 |
| IN | RA | APPROVED | 2023-02-23 |
| MO | RA | APPROVED | 2023-02-23 |
| OH | RA | APPROVED | 2023-02-23 |
| TX | RA | APPROVED | 2023-02-23 |
| WI | RA | APPROVED | 2023-02-23 |
Branch Locations
100 W Main Street Suite 450, Lexington, KY 40507 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Irish Wisky Racing, Llc | Nicholasville | KY | 07/2010 | 12/2016 |
| Ubs Financial Services Inc | Lexington | KY | 07/2013 | 02/2023 |
| Meridian Wealth Management, Llc | Lexington | KY | 02/2023 | Present |
1) Peter McFarland, Lexington, KY, Not Investment Related, Race Horse Ownership and Racing, Owner, Start Date 06/01/2023, approximately 10 hours or less devoted per month, 0 hours devoted during trading hours, ownership of race horse(s) 2) Trifecta Wealth Management, LLC, Lexington, KY, LLC used to pay expenses and salaries, Partner, 07/05/2023, 0 hours per month devoted, 0 hours per month devoted during securities trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-07 |
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