James Arthur Hayes

Current Employers

Employment History

• 01/2004 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 04/2003 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2011 → Present
  Hayes Tax & Investment Network
  Turlock, CA

Other Businesses

1) HAYES TAX & INVESTMENT NETWORK; DBA NAME FOR INVESTMENT PRACTICE - INV REL; TURLOCK, CA; TAX & INVESTMENT BUSINESS; OWNER; SINCE 03/2013; 10-80 HRS/MONTH; 0-40 HRS/MONTH DURING SECURITIES TRADING HOURS: 2) COLLECTS NEW AND RENEWAL COMMISSIONS FOR MEDICARE SUPPLEMENTS THROUGH STERLING AND UNITED HEALTH CARE: 3) HEALTH INSURANCE SALES, NON-INVESTMENT RELATED, SAME ADDRESS AS REGISTERED LOCATION, START DATE 01/30/2014 4)GENWORTH LIFE & ANNUITY AND GENWORTH LIFE INSURANCE, INVEST REL, SAME AS REGISTERED ADDRESS, FIXED INSURANCE AND ANNUITY RENEWAL PAYMENTS, START 01/2004, 0HRS/WK, RECEIVES FIXED INSURANCE RENEWAL PAYMENTS. 5) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE:01/2022, INSURANCE AGENT APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS HEALTH AND GROUP LIFE 6) NAME OF OTHER BUSINESS: SALVATION ARMY, INVESTMENT RELATED: NO, ADDRESS: 893 LANDER AVE, TURLOCK, CA 95380, NATURE OF BUSINESS: NON-PROFIT, START DATE:08/2024, POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER, LESS THAN ONE HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PLAN FUND RAISER TO PROVIDE SUMMER SPORTS FOR KIDS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-01-17
• S63 Uniform Securities Agent State Law Examination
  1997-02-04

Other Names

• James Arthur Hayes