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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-05-05 |
| GA | RA | APPROVED | 2010-08-06 |
| SC | RA | APPROVED | 2009-06-01 |
Branch Locations
One 10Th Street Suite 600, Augusta, GA 30901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Aiken | SC | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*691730 - Palmetto Golf Club Board; Investment related - Yes; Aiken, South Carolina; Recreation; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 01/2026; During business hours: 0; After business hours: 2; Property Management
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-03-21 |
| S65 | Uniform Investment Adviser Law Examination | 1997-03-21 |
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