Anthony Neal Cook

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → Present
  Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.)
  Bloomfield Hills, MI

Previous Registrations

• 2004-09-07 → 2007-07-19
  Lasalle Financial Services, Inc.
  Livonia, MI
  Farmington Hills, MI
  Chicago, IL
  Farmington Hills, MI
  Livonia, MI
  New Hudson, MI
  Northville, MI
  Novi, MI
  Novi, MI
  Novi, MI
  Novi, MI
  Livonia, MI
  Rochester Hills, MI
  Bloomfield Hills, MI
  Rochester Hills, MI
  Rochester Hills, MI
  Chicago, IL

Other Businesses

1. 3/17/2011 - COOK WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 3/16/2017 - Pelican Bay Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/28/2017 - 100 Hours Per Month/4 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-07-17
• S63 Uniform Securities Agent State Law Examination
  1999-10-08

Other Names

• Tony Cook